Stopford, Patrick John Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | INVESTEC ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2008-01-07 | 2008-01-08 | Rep | Advising on securities | 2009-03-24 | 2009-04-01 | Rep | Advising on securities | 2009-11-23 | 2009-11-29 |
2 | Ninety One Hong Kong Limited | Rep | Advising on securities | 2014-09-22 | 2014-09-23 | Rep | Advising on securities | 2015-07-02 | 2015-07-03 | Rep | Advising on securities | 2016-11-21 | 2016-11-25 | Rep | Advising on securities | 2017-01-16 | 2017-01-20 | Rep | Advising on securities | 2017-02-13 | 2017-02-17 | Rep | Advising on securities | 2019-07-19 | 2019-07-26 | Rep | Advising on securities | 2023-09-25 | 2023-09-29 | Rep | Advising on securities | 2024-07-10 | 2024-07-12 |
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