Tan, Yew Kiat
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-09-01 | 2008-12-29 | Rep | Dealing in securities | 2014-02-10 | 2021-10-13 | Rep | Dealing in securities | 2023-05-16 | 2023-05-19 | Rep | Dealing in securities | 2024-01-29 | 2024-02-02 | Rep | Dealing in securities | 2024-07-08 |
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