Kim, Aki 金亞紀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2011-03-14 | 2011-07-01 | Rep | Dealing in securities | 2011-03-14 | 2011-07-01 |
| 2 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2010-09-27 | 2011-02-16 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-09-27 | 2011-02-16 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-08-10 | 2009-09-10 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-08-10 | 2009-09-10 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2009-09-10 |
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