Wong, Edward Fai Yue 黃輝宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2009-11-05 | 2011-02-01 | Rep | Advising on securities | 2009-11-05 | 2011-06-30 | Rep | Asset management | 2009-11-05 | 2011-06-30 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-06-25 | 2018-03-29 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-06-25 | 2018-03-29 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-06-25 | 2014-07-31 | RO | Dealing in securities | 2014-07-31 | 2018-03-29 | Rep | Advising on securities | 2015-04-02 | 2018-03-29 |
| 5 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-06-25 | 2014-07-31 | RO | Dealing in securities | 2014-07-31 | 2017-07-16 |
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