Lui, Wai Ching 雷煒晴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-03-20 | 2018-07-10 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-03-20 | 2018-07-10 |
3 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2021-12-16 | 2024-07-19 | Rep | Dealing in securities | 2021-12-16 | 2024-07-19 |
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