Mak, Maurice Kai Ming 麥楷明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Allianz Global Investors Hong Kong Limited | Rep | Dealing in securities | 2010-10-21 | 2010-11-12 |
2 | VMS Asset Management Limited | Rep | Asset management | 2018-12-21 | 2019-04-26 | Rep | Asset management | 2019-10-30 | 2020-12-14 |
3 | VMS Securities Limited | Rep | Advising on securities | 2013-08-15 | 2017-10-16 | Rep | Asset management | 2013-08-15 | 2019-03-20 | RO | Advising on securities | 2017-10-16 | 2019-04-26 |
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