Yang, Bohan (SFC:AWH555) 楊博函
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2024-07-22 | Rep | Dealing in securities | 2024-08-22 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-11-16 | 2011-04-21 | Rep | Dealing in securities | 2010-11-16 | 2011-04-21 |
| 3 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Dealing in securities | 2013-10-09 | 2014-02-24 |
| 4 | INFINITY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-02-24 | 2021-04-10 | Rep | Asset management | 2021-02-24 | 2021-04-10 |
| 5 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2022-10-24 | 2023-09-11 | Rep | Asset management | 2022-10-24 | 2023-09-11 | Rep | Advising on securities | 2023-11-21 | 2024-02-29 | Rep | Asset management | 2023-11-21 | 2024-02-29 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-11-06 | 2013-09-16 |
| 7 | ZENITH INNOVATION FINANCIAL GROUP LIMITED | Rep | Advising on securities | 2022-03-29 | 2022-09-29 | Rep | Asset management | 2022-03-29 | 2022-09-29 |
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