Tan, Shuyue (SFC:AWP011) 譚姝玥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Fangyuan Capital (Hong Kong) Limited | RO | Advising on securities | 2018-04-17 | 2019-01-16 | RO | Asset management | 2018-04-17 | 2019-01-16 |
2 | Prudence Investment Management (Hong Kong) Limited | Rep | Asset management | 2011-01-31 | 2019-01-22 | Rep | Advising on securities | 2017-04-18 | 2019-01-22 | Rep | Dealing in securities | 2017-07-24 | 2019-12-10 | RO | Advising on securities | 2019-01-22 | RO | Asset management | 2019-01-22 | RO | Dealing in securities | 2019-12-10 | 2021-04-28 |
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