Powell, Ben (SFC:AYB953)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-09-23 | 2015-01-12 | Rep | Dealing in securities | 2011-09-23 | 2015-01-12 | Rep | Dealing in futures contracts | 2015-04-27 | 2015-04-29 | Rep | Dealing in securities | 2015-04-27 | 2015-04-29 | Rep | Dealing in futures contracts | 2015-06-15 | 2015-06-16 | Rep | Dealing in securities | 2015-06-15 | 2015-06-16 |
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