Xie, Zhengkun 謝正琨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2021-07-06 | Rep | Dealing in securities | 2021-07-06 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2021-07-06 | |
| 3 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2020-10-29 | 2021-02-02 | Rep | Dealing in securities | 2020-12-01 | 2021-06-09 | RO | Advising on corporate finance | 2021-02-02 | 2021-06-09 |
| 4 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-08-27 | 2017-11-25 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2015-08-27 | 2017-11-25 |
| 6 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-03-23 | 2020-05-26 |
| 7 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-01-11 | 2019-12-31 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-01-11 | 2019-12-31 |
| 9 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-09-22 | 2015-08-07 | Rep | Dealing in securities | 2014-06-20 | 2015-08-07 |
| 10 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2014-06-20 | 2015-08-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy