Ma, Chaojun 馬超俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2022-04-21 | |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-04-21 | |
3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2022-04-21 | |
4 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-10-04 | 2018-03-27 |
5 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-04 | 2018-03-27 |
6 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-12-13 | 2018-03-27 |
7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-05-07 | 2022-03-11 |
8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-05-07 | 2022-03-11 |
9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-05-07 | 2022-03-11 |
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