Tupper, Nigel Robert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-10-11 | 2018-09-13 | Rep | Advising on securities | 2011-10-11 | 2022-06-21 | Rep | Advising on securities | 2022-11-18 | 2022-11-24 | Rep | Advising on securities | 2023-03-17 | 2023-03-23 | Rep | Advising on securities | 2023-07-14 | 2023-07-20 | Rep | Advising on securities | 2023-12-04 | 2023-12-15 | Rep | Advising on securities | 2024-02-23 | 2024-03-01 | Rep | Advising on securities | 2024-05-20 | 2024-05-24 | Rep | Advising on securities | 2024-08-16 | 2024-08-22 | Rep | Advising on securities | 2024-10-08 | 2024-10-10 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-10-11 | 2018-08-01 |
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