Thorn, Robin Carl
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PineBridge Investments Asia Limited | Rep | Asset management | 2011-11-25 | 2012-01-20 | Rep | Dealing in securities | 2011-11-25 | 2012-01-20 | Rep | Advising on securities | 2011-12-09 | 2012-01-20 | RO | Advising on securities | 2012-01-20 | 2012-05-24 | RO | Asset management | 2012-01-20 | 2012-05-24 | RO | Dealing in securities | 2012-01-20 | 2012-05-24 |
2 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2011-11-25 | 2012-05-24 | Rep | Dealing in securities | 2011-11-25 | 2012-05-24 |
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