Lam, Ronald Kam Yuen 林錦源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2019-12-09 | 2022-01-28 | Rep | Advising on securities | 2019-12-23 | 2022-01-28 | Rep | Asset management | 2019-12-23 | 2022-01-28 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2018-04-09 | 2019-10-16 |
| 3 | Conning Asia Pacific Limited | Rep | Advising on securities | 2022-03-09 | 2022-09-16 | Rep | Dealing in securities | 2022-03-09 | 2022-09-16 |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2022-10-24 | 2024-05-12 | Rep | Dealing in securities | 2022-10-24 | 2024-05-12 | Rep | Asset management | 2022-11-30 | 2024-05-12 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2024-05-16 | Rep | Dealing in securities | 2024-05-16 | Rep | Asset management | 2024-07-19 |
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