Zhao, James Yi Zhao 趙一兆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citadel Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-08-19 | 2022-04-04 | Rep | Dealing in securities | 2019-08-19 | 2022-04-04 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2025-02-11 | |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2025-02-11 | |
| 4 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2025-02-11 | Rep | Dealing in securities | 2025-02-11 |
| 5 | Maven Asia (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-04-26 | 2019-05-14 | Rep | Dealing in securities | 2018-04-26 | 2019-05-14 |
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