Lam, William Ka Chung (1953) 林家璁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Asset management | 2003-10-07 | 2006-04-24 |
| 2 | KINGSWAY ATG ASIA LIMITED | RO | Automated trading services | 2003-10-07 | 2004-06-30 | RO | Dealing in securities | 2003-10-07 | 2004-06-30 |
| 3 | KINGSWAY CAPITAL LIMITED | RO | Advising on securities | 2003-10-06 | RO | Asset management | 2003-10-06 | RO | Advising on corporate finance | 2006-04-24 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Advising on securities | 2003-10-06 | RO | Automated trading services | 2003-10-06 | RO | Advising on corporate finance | 2006-04-24 | RO | Asset management | 2006-04-24 | RO | Dealing in securities | 2006-04-24 |
| 5 | KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Asset management | 2005-05-04 | 2006-04-24 |
| 6 | KINGSWAY SW ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2003-10-06 | RO | Advising on corporate finance | 2006-04-24 | RO | Asset management | 2006-04-24 |
| 7 | KINGSWAY SW FUND MANAGEMENT LIMITED | RO | Advising on corporate finance | 2003-09-25 | RO | Advising on securities | 2003-09-25 | RO | Asset management | 2003-09-25 | RO | Dealing in securities | 2003-09-25 |
| 8 | SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2005-06-30 | 2006-04-24 | RO | Asset management | 2005-06-30 | 2006-04-24 |
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