Xiong, Shuo 熊碩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2018-10-12 | 2024-09-04 | Rep | Asset management | 2018-10-12 | 2024-09-04 | Rep | Dealing in securities | 2022-01-12 | RO | Advising on securities | 2024-09-04 | RO | Asset management | 2024-09-04 |
| 2 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2018-05-25 | 2018-06-20 | Rep | Asset management | 2018-05-25 | 2018-06-20 |
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