Lee, Hou Cheong 李厚昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHEER UNION SECURITIES LIMITED | RO | Advising on corporate finance | 2003-11-12 | RO | Advising on securities | 2003-11-12 | RO | Asset management | 2003-11-12 | RO | Dealing in securities | 2003-11-13 |
2 | CHINA SECURITIES HOLDINGS LIMITED | Rep | Dealing in securities | 2003-11-14 | 2004-02-09 | RO | Dealing in securities | 2004-02-09 | 2005-12-18 |
3 | Hongkong Rich & Fortune Securities Co., Limited | RO | Dealing in securities | 2019-01-21 | 2023-09-09 | RO | Advising on securities | 2020-07-02 | 2023-09-09 |
4 | Maxa Asset Management Limited | RO | Dealing in securities | 2024-05-31 | |
5 | WINTECH SECURITIES LIMITED | RO | Dealing in securities | 2005-12-21 | 2018-11-30 |
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