Lam, Graham Ka Wai 林家威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST ASIA FINANCE GROUP LIMITED | RO | Advising on securities | 2003-04-09 | RO | Asset management | 2003-04-09 | RO | Dealing in securities | 2003-04-09 | RO | Advising on corporate finance | 2003-04-11 |
| 2 | Gram Capital Limited | RO | Advising on corporate finance | 2014-03-12 | |
| 3 | JS CRESVALE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-04-11 | 2003-04-16 | RO | Advising on corporate finance | 2003-04-16 | 2004-03-31 | RO | Dealing in securities | 2003-09-16 | 2004-03-31 |
| 4 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2003-04-11 | 2003-04-16 | RO | Advising on corporate finance | 2003-04-16 | 2004-03-31 |
| 5 | KINGSTON CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2004-04-02 | 2006-09-28 |
| 6 | Proton Capital Limited | RO | Advising on corporate finance | 2013-08-28 | 2014-01-29 |
| 7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | Advising on corporate finance | 2008-04-15 | 2013-08-16 |
| 8 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-10-09 | 2006-11-06 | RO | Advising on corporate finance | 2006-11-06 | 2008-04-11 |
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