Lee, Simon Kin Chung 李建中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GM FINANCIAL FORMULA LIMITED | RO | Advising on futures contracts | 2004-09-09 | |
| 2 | GM FINANCIAL FORMULA LIMITED | RO | Advising on securities | 2004-09-09 | |
| 3 | GM FINANCIAL FORMULA LIMITED | RO | Asset management | 2004-09-09 | |
| 4 | PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2005-03-09 | 2008-10-01 |
| 5 | PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2005-03-09 | 2008-10-01 |
| 6 | PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-03-09 | 2008-10-01 |
| 7 | Arta Asset Management Limited | RO | Advising on securities | 2010-07-12 | 2010-11-26 |
| 8 | Arta Asset Management Limited | RO | Asset management | 2010-07-12 | 2010-11-26 |
| 9 | SHENG YUAN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2011-06-14 | 2014-10-01 |
| 10 | SHENG YUAN ASSET MANAGEMENT LIMITED | RO | Asset management | 2011-06-14 | 2014-10-01 |
| 11 | WELLCHAMP CAPITAL LIMITED | RO | Advising on securities | 2016-08-10 | 2016-11-21 |
| 12 | WELLCHAMP CAPITAL LIMITED | RO | Asset management | 2016-08-10 | 2016-11-21 |
| 13 | Maplefield Capital Limited | RO | Advising on securities | 2018-02-27 | 2019-06-06 |
| 14 | Maplefield Capital Limited | RO | Asset management | 2018-02-27 | 2019-06-06 |
| 15 | Solshire International Capital Management (HK) Limited | RO | Advising on securities | 2019-12-17 | 2020-12-21 |
| 16 | Solshire International Capital Management (HK) Limited | RO | Asset management | 2019-12-17 | 2020-12-21 |
| 17 | Suparna Capital Management Limited | Rep | Advising on securities | 2021-02-22 | 2021-03-23 |
| 18 | Suparna Capital Management Limited | Rep | Asset management | 2021-02-22 | 2021-03-23 |
| 19 | Suparna Capital Management Limited | RO | Advising on securities | 2021-03-23 | 2021-05-12 |
| 20 | Suparna Capital Management Limited | RO | Asset management | 2021-03-23 | 2021-05-12 |
| 21 | Jin Yi Financial Group Limited | Rep | Advising on futures contracts | 2022-10-19 | |
| 22 | Jin Yi Financial Group Limited | Rep | Dealing in futures contracts | 2022-10-19 | |
| 23 | Jin Yi Financial Group Limited | Rep | Dealing in securities | 2022-10-19 | |
| 24 | Jin Yi Financial Group Limited | Rep | Advising on securities | 2022-10-19 | 2022-12-16 |
| 25 | Jin Yi Financial Group Limited | Rep | Asset management | 2022-10-19 | 2022-12-16 |
| 26 | Jin Yi Financial Group Limited | RO | Advising on securities | 2022-12-16 | |
| 27 | Jin Yi Financial Group Limited | RO | Asset management | 2022-12-16 |
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