Tan, Lim Heng 陳林興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mason Futures Limited (HK) | RO | Advising on futures contracts | 2005-03-08 | RO | Asset management | 2005-03-08 | RO | Dealing in futures contracts | 2016-02-16 |
| 2 | Mason Securities Limited | RO | Asset management | 2005-03-08 | RO | Automated trading services | 2005-03-08 | RO | Advising on corporate finance | 2016-02-16 | RO | Advising on securities | 2016-02-16 | RO | Dealing in securities | 2016-02-16 |
| 3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2004-03-27 | RO | Advising on futures contracts | 2004-03-27 | RO | Advising on securities | 2004-03-27 | RO | Asset management | 2004-03-27 | RO | Dealing in securities | 2004-03-27 |
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