Liu, Angie Shuk Ming 廖淑明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brilliant Norton Securities Company Limited | Rep | Advising on securities | 2012-02-01 | 2013-02-28 | Rep | Dealing in securities | 2012-02-01 | 2013-02-28 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2013-11-12 | 2015-06-08 | Rep | Dealing in futures contracts | 2013-11-12 | 2015-06-08 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2017-10-12 | 2019-01-30 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-08-17 | 2019-01-30 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2017-08-17 | 2019-01-30 | Rep | Dealing in securities | 2017-08-17 | 2019-01-30 |
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