Ye, Calvin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2014-01-29 | 2021-07-03 |
| 2 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2012-05-17 | 2014-01-15 | Rep | Advising on securities | 2013-03-15 | 2014-01-15 |
| 3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Dealing in securities | 2024-03-28 | |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-10-11 | 2024-03-31 | Rep | Dealing in futures contracts | 2021-11-08 | 2024-03-31 |
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