Hornby, William Hugh Scobie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2019-05-17 | 2019-05-29 | RO | Dealing in securities | 2019-05-29 | 2022-04-21 | Rep | Dealing in securities | 2022-04-21 | 2023-03-31 |
| 2 | Oppenheimer Investments Asia Limited | Rep | Advising on securities | 2024-01-11 | Rep | Dealing in securities | 2024-01-11 |
| 3 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2012-05-25 | 2012-11-01 | RO | Dealing in securities | 2012-11-01 | 2019-02-27 |
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