Luo, Yi (SFC:AZM662) 羅軼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2023-09-15 | 2024-07-17 | Rep | Dealing in securities | 2023-09-15 | 2024-07-17 | RO | Advising on corporate finance | 2024-07-17 | RO | Dealing in securities | 2024-07-17 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2018-05-28 | 2023-08-08 | Rep | Dealing in securities | 2018-05-28 | 2023-08-08 |
| 3 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2018-05-10 | 2023-08-08 | Rep | Dealing in securities | 2018-05-28 | 2023-08-08 |
| 4 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-07-04 | 2017-11-17 |
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