Mao, Yunjun 毛雲鋆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Adamas Asset Management (HK) Limited | Rep | Asset management | 2014-06-04 | 2017-05-20 |
| 2 | CMS CAPITAL (HK) CO., LIMITED | Rep | Advising on securities | 2021-01-05 | 2021-06-17 | Rep | Asset management | 2021-01-05 | 2021-06-17 | RO | Advising on securities | 2021-06-17 | 2021-09-30 | RO | Asset management | 2021-06-17 | 2021-09-30 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-08-13 | 2013-12-30 | Rep | Advising on securities | 2012-08-13 | 2013-12-30 | Rep | Dealing in securities | 2012-08-13 | 2013-12-30 |
| 4 | Livermore Holdings Limited | RO | Advising on securities | 2022-06-02 | 2023-11-24 |
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