Tang, Kenny Sing Hing 鄧聲興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Hong Kong Capital Asset Management Company Limited | RO | Dealing in securities | 2018-04-10 | 2019-02-15 | RO | Asset management | 2018-07-13 | 2019-02-15 |
2 | Crosby Securities Limited | Rep | Advising on securities | 2024-06-11 | 2024-08-12 | Rep | Asset management | 2024-06-11 | 2024-08-12 | Rep | Dealing in securities | 2024-06-11 | 2024-08-12 | RO | Advising on securities | 2024-08-12 | RO | Asset management | 2024-08-12 | RO | Dealing in securities | 2024-08-12 |
3 | Minerva Asset Global Investment Capital Limited | RO | Asset management | 2016-03-22 | 2017-11-28 |
4 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2015-04-16 | 2015-06-26 | RO | Dealing in securities | 2015-06-26 | 2017-11-28 |
5 | oOo Securities (HK) Group Limited | Rep | Advising on securities | 2011-03-09 | 2011-06-22 | Rep | Dealing in securities | 2011-03-09 | 2013-04-03 | RO | Advising on securities | 2011-06-22 | 2015-04-01 | RO | Asset management | 2011-12-14 | 2015-04-01 | RO | Dealing in securities | 2013-04-03 | 2015-04-01 |
6 | Redford Asset Management Limited | RO | Asset management | 2008-10-31 | 2011-03-01 | RO | Advising on securities | 2010-03-09 | 2011-03-01 |
7 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2008-10-31 | 2011-03-01 |
8 | ROYSTON SECURITIES LIMITED (GBEN) | RO | Advising on securities | 2019-03-14 | 2021-02-28 | RO | Asset management | 2019-03-14 | 2021-02-28 | RO | Dealing in securities | 2019-03-14 | 2021-02-28 |
9 | TUNG TAI ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-09-16 | Rep | Advising on securities | 2004-09-16 | Rep | Asset management | 2008-10-30 |
10 | TUNG TAI SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-07-03 | Rep | Advising on corporate finance | 2004-08-13 | Rep | Asset management | 2004-08-13 | Rep | Advising on securities | 2008-10-30 | Rep | Dealing in securities | 2008-10-30 |
11 | Venture Smart Asia Limited | Rep | Advising on securities | 2021-04-30 | 2021-09-02 | Rep | Asset management | 2021-04-30 | 2021-09-02 | Rep | Dealing in securities | 2021-04-30 | 2021-09-02 | RO | Advising on securities | 2021-09-02 | 2024-04-29 | RO | Asset management | 2021-09-02 | 2024-04-29 | RO | Dealing in securities | 2021-09-02 | 2024-04-29 |
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