Legrand, Mikael Jacques Adrien
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2012-08-22 | 2020-02-27 | Rep | Advising on securities | 2013-06-28 | 2020-02-27 | Rep | Dealing in futures contracts | 2013-06-28 | 2020-02-27 | Rep | Dealing in securities | 2013-06-28 | 2020-02-27 |
2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2013-06-28 | 2016-01-28 | Rep | Dealing in securities | 2013-06-28 | 2016-01-28 |
3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2020-05-14 | |
4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2020-05-14 | Rep | Dealing in securities | 2020-05-14 | Rep | Automated trading services | 2020-05-22 |
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