Kwan, Beryl Wang Chi 管泓姿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM Schroder Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2015-02-06 | 2016-05-07 | Rep | Dealing in securities | 2015-02-06 | 2016-05-07 |
2 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-10-09 | 2020-10-08 | Rep | Asset management | 2019-10-09 | 2020-10-08 | Rep | Dealing in securities | 2019-10-09 | 2020-10-08 |
3 | Fubon Fund Management (Hong Kong) Limited | Rep | Advising on securities | 2024-06-27 | 2024-08-23 | Rep | Asset management | 2024-06-27 | 2024-08-23 | Rep | Dealing in securities | 2024-06-27 | 2024-08-23 | RO | Advising on securities | 2024-08-23 | RO | Asset management | 2024-08-23 | RO | Dealing in securities | 2024-08-23 |
4 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2012-11-14 | 2013-05-14 |
5 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-11-14 | 2013-05-14 |
6 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2012-09-06 | 2013-05-14 | Rep | Advising on securities | 2012-11-14 | 2013-05-14 |
7 | Micro Connect (H.K.) Investment Management Limited | Rep | Advising on securities | 2023-10-05 | 2024-05-20 | Rep | Asset management | 2023-10-05 | 2024-05-20 |
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