Wong, Wai (SFC:BAC295) 黃瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-10-12 | 2016-04-15 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-12 | 2016-04-15 |
| 3 | Realord Asia Pacific Asset Management Limited | Rep | Asset management | 2023-08-07 | 2024-01-29 | RO | Advising on securities | 2023-08-07 | 2024-12-19 | RO | Asset management | 2024-01-29 | 2024-12-19 |
| 4 | Realord Asia Pacific Securities Limited | RO | Dealing in securities | 2023-08-07 | 2024-12-19 |
| 5 | TRADE RISE LIMITED | RO | Advising on securities | 2025-04-03 | RO | Asset management | 2025-04-03 | RO | Dealing in securities | 2025-04-03 |
| 6 | XinKong International Asset Management Limited | Rep | Asset management | 2017-05-23 | 2019-03-07 | Rep | Asset management | 2023-04-17 | 2023-07-03 |
| 7 | XinKong International Capital Limited | Rep | Advising on corporate finance | 2020-04-21 | 2022-10-20 | RO | Dealing in securities | 2020-04-21 | 2022-11-18 | RO | Advising on corporate finance | 2022-10-20 | 2022-11-18 |
| 8 | XinKong International Securities Limited | Rep | Dealing in securities | 2017-05-23 | 2019-08-12 | Rep | Advising on securities | 2019-04-02 | 2019-08-12 | Rep | Dealing in futures contracts | 2019-04-02 | 2019-08-12 | RO | Dealing in futures contracts | 2019-08-12 | 2020-10-07 | RO | Advising on securities | 2019-08-12 | 2023-07-03 | RO | Dealing in securities | 2019-08-12 | 2023-07-03 |
| 9 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-18 | 2017-03-16 | Rep | Dealing in securities | 2016-05-18 | 2017-03-16 |
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