Lee, James Morris
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2014-10-28 | 2016-11-08 | Rep | Dealing in securities | 2015-04-09 | 2016-11-08 |
| 2 | CMB WING LUNG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-09-28 | 2014-05-01 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2024-09-03 | 2024-09-16 |
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