Yang, Xiuke 楊秀科
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-05-25 | 2020-09-07 | Rep | Asset management | 2020-05-25 | 2020-09-07 | RO | Advising on securities | 2020-09-07 | RO | Asset management | 2020-09-07 |
2 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2015-04-27 | 2015-07-13 | Rep | Asset management | 2015-04-27 | 2015-07-13 | Rep | Dealing in securities | 2015-04-27 | 2015-07-13 | RO | Advising on securities | 2015-07-13 | 2017-03-31 | RO | Asset management | 2015-07-13 | 2017-03-31 | RO | Dealing in securities | 2015-07-13 | 2017-03-31 |
3 | Grandbay Capital Limited | RO | Advising on securities | 2018-12-19 | 2020-04-19 | RO | Asset management | 2018-12-19 | 2020-04-19 |
4 | Grandbay Securities Limited | RO | Dealing in securities | 2019-09-30 | 2020-04-19 |
5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-10-11 | 2015-03-18 |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-10-11 | 2015-03-18 |
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