Lee, Chun Man (SFC:BAL777) 李俊文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2019-04-16 | Rep | Dealing in securities | 2019-04-16 | Rep | Asset management | 2024-06-06 |
2 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2012-11-20 | 2018-04-14 |
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