Yu, Mao 于昴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-11-29 | 2019-11-19 | Rep | Dealing in securities | 2012-11-29 | 2019-11-19 | RO | Advising on corporate finance | 2019-11-19 | 2021-06-30 | RO | Dealing in securities | 2019-11-19 | 2021-06-30 |
2 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2021-08-12 | 2021-10-29 | Rep | Dealing in securities | 2021-08-12 | 2021-10-29 | RO | Advising on corporate finance | 2021-10-29 | 2022-01-01 | RO | Dealing in securities | 2021-10-29 | 2022-01-01 |
3 | BOCOM International Securities Limited | Rep | Dealing in securities | 2021-08-12 | 2021-10-29 | Rep | Advising on securities | 2021-09-08 | 2022-01-01 | RO | Dealing in securities | 2021-10-29 | 2022-01-01 |
4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2022-01-28 | 2022-06-01 | Rep | Dealing in securities | 2022-01-28 | 2022-06-01 | Rep | Advising on securities | 2022-01-28 | 2023-12-18 | RO | Advising on corporate finance | 2022-06-01 | 2023-12-18 | RO | Dealing in securities | 2022-06-01 | 2023-12-18 |
5 | Oakwise Capital Management Limited | Rep | Advising on securities | 2024-04-30 | Rep | Asset management | 2024-04-30 | Rep | Dealing in securities | 2024-04-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy