Li, Wen (SFC:BAL847) 李文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ANDA Asset Management (Hong Kong) Limited | RO | Advising on securities | 2017-07-03 | 2022-05-31 | RO | Asset management | 2017-07-03 | 2022-05-31 |
2 | CHEETAH INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2012-12-07 | 2014-06-02 | Rep | Asset management | 2012-12-07 | 2014-06-02 |
3 | HNH Capital Management Limited | RO | Advising on securities | 2024-07-02 | RO | Asset management | 2024-07-02 |
4 | Pedder Street Investment Management Limited | Rep | Advising on securities | 2014-06-03 | 2017-04-14 | Rep | Asset management | 2014-06-03 | 2017-04-14 |
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