Lam, So Ying (1972-10) 林素英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BaoQiao Partners Capital Limited | RO | Advising on corporate finance | 2014-06-24 | 2020-11-23 | Rep | Dealing in securities | 2015-04-13 | 2020-11-23 |
2 | DONVEX CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-03-27 | 2010-04-30 | RO | Advising on corporate finance | 2010-04-30 | 2014-05-12 |
3 | GALILEO CAPITAL LIMITED (d2009-12-31) | Rep | Advising on corporate finance | 2005-01-24 | 2007-11-14 | RO | Advising on corporate finance | 2007-11-14 | 2008-11-01 |
4 | HEAD & SHOULDERS CAPITAL LIMITED | RO | Advising on corporate finance | 2020-12-09 | |
5 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2024-01-23 |
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