Yan, Qianfeng 顏乾峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AP Capital Management (Hong Kong) Limited | Rep | Asset management | 2016-08-08 | 2018-10-10 | RO | Dealing in futures contracts | 2017-08-04 | 2019-04-18 | RO | Dealing in securities | 2017-08-04 | 2019-04-18 | RO | Advising on futures contracts | 2017-08-10 | 2019-04-18 | RO | Advising on securities | 2017-08-10 | 2019-04-18 | RO | Asset management | 2018-10-10 | 2019-04-18 |
2 | Averest Capital Limited | RO | Advising on securities | 2019-05-03 | 2021-01-14 | RO | Asset management | 2019-05-03 | 2021-01-14 | RO | Dealing in securities | 2019-05-03 | 2021-01-14 |
3 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-02-25 | 2016-08-04 | Rep | Dealing in securities | 2013-02-25 | 2016-08-04 | Rep | Advising on securities | 2014-12-23 | 2016-08-04 |
4 | EverCrest Capital Limited | RO | Advising on securities | 2021-01-19 | RO | Asset management | 2021-01-19 | RO | Dealing in securities | 2021-01-19 |
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