Poon, Albert Kwok Hing 潘國興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alpha Financial Group Limited | RO | Dealing in securities | 2005-11-01 | 2005-11-21 |
2 | AMPLE CAPITAL LIMITED | RO | Advising on corporate finance | 2005-11-21 | |
3 | CHEONG LEE SECURITIES LIMITED | RO | Advising on securities | 2005-11-24 | 2007-02-01 | RO | Dealing in securities | 2005-11-24 | 2007-02-01 |
4 | Goldin Equities Limited | RO | Dealing in securities | 2009-10-19 | 2014-04-07 |
5 | Goldin Financial Limited | RO | Advising on corporate finance | 2009-06-01 | 2014-04-07 |
6 | Grand Moore Capital Limited | RO | Advising on corporate finance | 2015-12-22 | 2024-06-21 | RO | Dealing in securities | 2015-12-22 | 2024-06-21 |
7 | SHANG HUA CAPITAL LIMITED | RO | Advising on corporate finance | 2007-04-04 | 2007-06-21 |
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