Dhake, Pankaj Jaysing

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Dealing in securities 2024-10-02
2 Morgan Stanley Hong Kong Securities Limited Rep Automated trading services 2024-10-02
Rep Dealing in futures contracts 2024-10-02
Rep Dealing in securities 2024-10-02
3 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2013-05-20 2016-04-16
4 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2013-05-20 2016-04-16
Rep Dealing in securities 2013-05-20 2016-04-16
5 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2013-05-20 2016-04-16

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