Wu, Lulu (SFC:BBJ798) 吳璐璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-08-31 | 2024-09-08 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-11-03 | 2024-09-08 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2020-11-03 | 2024-09-08 | Rep | Dealing in securities | 2020-11-03 | 2024-09-08 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2018-07-03 | 2020-10-09 | Rep | Dealing in securities | 2018-07-03 | 2020-10-09 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-01-14 | 2017-10-02 | Rep | Advising on securities | 2017-03-29 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2017-12-27 | Rep | Dealing in securities | 2017-10-03 | 2017-12-27 |
| 6 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2014-03-13 | 2017-10-02 | Rep | Advising on securities | 2017-03-29 | 2017-10-02 |
| 7 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-28 | 2013-08-05 |
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