Li, Xinwei (SFC:BBN708) 李昕維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2014-07-23 | 2016-05-05 | Rep | Dealing in securities | 2014-07-23 | 2016-05-05 |
| 2 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2021-01-27 | 2022-04-27 | Rep | Asset management | 2021-01-27 | 2022-04-27 | RO | Advising on securities | 2022-04-27 | RO | Asset management | 2022-04-27 |
| 3 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2021-01-27 | Rep | Dealing in securities | 2021-01-27 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-30 | 2018-04-01 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-05-30 | 2018-04-01 |
| 6 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2013-07-08 | 2013-08-16 | Rep | Dealing in securities | 2013-07-08 | 2013-08-16 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2013-12-02 | 2014-06-27 |
| 8 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2013-12-02 | 2014-06-27 |
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