Moran, Seth James Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2023-02-08 | 2024-05-06 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-07-19 | 2015-02-16 | Rep | Dealing in securities | 2013-07-19 | 2015-02-16 | Rep | Dealing in securities | 2015-10-15 | 2015-10-24 | Rep | Dealing in securities | 2016-03-10 | 2016-03-19 | Rep | Dealing in securities | 2016-09-08 | 2016-09-13 | Rep | Dealing in securities | 2017-07-04 | 2017-07-11 | Rep | Dealing in securities | 2018-03-05 | 2018-03-14 |
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