Zhu, Jiafeng (SFC:BBQ168) 朱嘉鳳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2016-01-25 | 2016-04-24 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-07-25 | 2016-04-24 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-07-25 | 2016-04-24 |
| 4 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-05-10 | 2017-07-15 |
| 5 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-05-10 | 2017-07-15 |
| 6 | FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-08-22 | 2017-09-01 | Rep | Dealing in securities | 2017-08-22 | 2017-09-01 |
| 7 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2023-09-18 | Rep | Dealing in securities | 2023-09-18 |
| 8 | Harmonia Capital Limited | Rep | Advising on securities | 2020-09-11 | 2023-04-30 | Rep | Dealing in securities | 2020-09-11 | 2023-04-30 | Rep | Asset management | 2021-03-24 | 2023-04-30 |
| 9 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-06-21 | 2020-03-06 | Rep | Asset management | 2019-06-21 | 2020-03-06 |
| 10 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2017-12-08 | 2020-03-06 | Rep | Dealing in futures contracts | 2017-12-08 | 2020-03-06 | Rep | Dealing in securities | 2017-12-08 | 2020-03-06 |
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