Lin, Na (SFC:BBR324) 林娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2013-08-02 | 2014-05-15 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2015-04-16 | 2015-05-16 | Rep | Advising on securities | 2016-09-29 | 2020-06-03 |
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