Hui, Yat Chung 許溢聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2013-08-30 | 2015-08-28 | Rep | Dealing in securities | 2013-08-30 | 2015-08-28 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-30 | 2015-08-28 |
3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2021-08-10 | 2023-09-28 | Rep | Dealing in securities | 2021-08-10 | 2023-09-28 |
4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2015-09-02 | 2021-05-24 | Rep | Advising on securities | 2015-09-02 | 2021-05-24 | Rep | Dealing in securities | 2015-09-02 | 2021-05-24 |
5 | Viridian Asset Management Limited | Rep | Asset management | 2024-07-18 |
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