King, Mark (SFC:BBU592) 金徽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2013-09-12 | 2014-06-03 | Rep | Dealing in securities | 2013-09-12 | 2014-06-03 |
2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2014-08-20 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2021-03-03 |
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