Liu, Shuai (SFC:BCC326) 刘帅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2024-03-21 | |
2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2021-10-26 | 2023-09-18 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2013-10-23 | 2015-05-09 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2015-10-12 | 2020-06-12 |
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