Zhang, Ye (SFC:BBP233) 張曄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Caitong International Asset Management Co., Limited | RO | Dealing in securities | 2020-06-15 | 2024-04-22 |
| 2 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | RO | Dealing in securities | 2022-08-19 | 2024-04-22 |
| 3 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2013-11-28 | 2018-12-06 | RO | Dealing in securities | 2018-12-06 | 2020-05-29 |
| 4 | GLADWEALTH INVESTMENT GROUP LIMITED | Rep | Asset management | 2024-06-28 | 2024-10-14 | RO | Asset management | 2024-10-14 |
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