Lam, Wan Yuk 林韻鈺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2018-07-27 | |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2018-07-27 | |
| 3 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2013-12-27 | 2015-10-01 | Rep | Dealing in securities | 2013-12-27 | 2015-10-01 |
| 4 | NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | Dealing in securities | 2015-10-16 | 2016-05-17 |
| 5 | TIAN YUAN FINANCE (INDEX TRADING) LIMITED | Rep | Dealing in futures contracts | 2016-11-25 | 2018-07-24 |
| 6 | TIAN YUAN FINANCE LIMITED | Rep | Dealing in securities | 2016-05-24 | 2018-07-24 |
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