Lam, To Hing 林都鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2024-11-26 | Rep | Asset management | 2024-11-26 |
| 2 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2016-06-28 | 2016-07-14 |
| 3 | Da Yue Futures Co., Limited | RO | Advising on futures contracts | 2021-04-09 | 2024-03-04 | RO | Dealing in futures contracts | 2021-04-09 | 2024-03-04 |
| 4 | Donghai International Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-08-12 | 2017-03-07 | RO | Dealing in futures contracts | 2017-03-07 | 2018-05-11 |
| 5 | Donghai International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-01-20 | 2018-05-11 |
| 6 | GUODU FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-06-01 | 2018-06-14 | RO | Advising on futures contracts | 2018-06-14 | 2021-03-29 | RO | Dealing in futures contracts | 2018-06-14 | 2021-03-29 |
| 7 | GUODU SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-06-01 | 2021-03-29 | Rep | Advising on securities | 2018-06-14 | 2021-03-29 |
| 8 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-01-22 | 2016-06-11 |
| 9 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-01-22 | 2016-06-11 |
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